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| PT Indonesia Infrastructure Finance Facility |
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| Summary of Proposed Investment |
| This Summary of Proposed Investment is prepared and distributed to the public in advance of the IFC Board of Directors’ consideration of the proposed transaction. Its purpose is to enhance the transparency of IFC’s activities, and this document should not be construed as presuming the outcome of the Board decision. Board dates are estimates only. |
| Project number | 26443 |
| Company name | PT Indonesia Infrastructure Finance Facility |
| Country | Indonesia |
| Sector | Finance & Insurance |
| Environmental category | FI |
| Department | Global Financial Markets Group |
| Status | Pending Disbursement |
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| Date SPI disclosed | April 8, 2009 |
| Projected board date | June 18, 2009 |
| Previous Events | Signed: June 30, 2009
Approved: June 24, 2009 |
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| Overview |
Sponsor/Cost/Location |
Development Impact |
Contacts |
Attachments |
| Project description |
Indonesia has made significant progress since the Asian Financial crisis and is enjoying robust economic growth but the infrastructure sector never fully recovered. Public infrastructure investments dropped from a high of $10 billion in 1994 to less than $5 billion in 2002. Currently, infrastructure investments amount to just 3 percent of GDP – the World Bank estimates Indonesia’s infrastructure investment needs at 7-9% of GDP. Private investment in infrastructure declined particularly sharply – from approximately 2 percent of GDP in the mid-1990s to around 0.4 percent in 2003-04. Infrastructure is seen as a critical constraint on economic growth in Indonesia but a series of attempts to lure back the private investors, many of them foreign, which had driven infrastructure investment in the early 1990s, has failed. The Government of Indonesia (“GoI”) has now launched a broad range of measures to attract private, particularly domestic, investment to infrastructure. An important element of this effort is the development of domestic capacity to finance infrastructure PPPs by complementing existing domestic financial institutions rather than incurring the sort of contingent liabilities to private investors which so burdened Indonesia’s public finances after the Asian crisis. This project, the Indonesian Infrastructure Finance Facility (“IIFF”) is the center-piece of this effort.
GoI has decided to establish a new, specialized lending institution offering long term, mainly local currency, financing for infrastructure, IIFF, incorporated under the name ‘P.T. Sarana Pendanaan Infrastruktur Indonesia (SPII)’. This initiative is being actively supported by the World Bank which has provided considerable advice on the general shape IIF should take. GoI has also sought IFC’s participation in IIFF, both as a signal to other investors on the viability of this initiative and as a source of technical guidance and commercial experience for this specialized venture.
IIFF is being established as a commercial financial institution, to mobilize domestic currency financing of appropriate tenor, terms and price for creditworthy infrastructure projects by: (i) using its good credit rating to borrow from domestic institutional investors and banks looking for long-term placements with risk margins higher than sovereign and large corporate offerings, and by (ii) providing financial products which meet the needs of infrastructure PPP and wholly private projects. IIFF will be a non-bank financial intermediary with the capacity to assess infrastructure projects and with the long-term liabilities to match a portfolio of long-term assets. It is expected to focus on long-term senior and subordinated debt and minority equity positions, but its range of products is likely to broaden to credit enhancements, securitizations, and other mechanisms to promote infrastructure investment.
IIF will operate as a commercial entity, with market-based rates and fees. It will respond to market demand, and adhere to international best practices on corporate governance, operating policies and risk management; providing Indonesia with much needed infrastructure financing expertise. GoI has embedded this concept in its policy statements on IIFF and it will be reflected in the structure and governance of the institution. |
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| Project sponsor and major shareholders of project company |
| Currently, the key promoters of IIFF are GoI, IFC, the Asian Development Bank (“ADB”) and Deutsche Entwicklungsgesellschaft (“DEG”), the latter three being supranational institutions. It is the intention of these promoters to attract private-sector investors also – they would be offered up to 35% of IIFF’s shares in the long tern. Given the current financial crisis, the key promoters may choose to go ahead with the establishment of IIFF without a private-sector investor at the beginning. Once operational, it may be of more compelling interest for private investors. |
| Total project cost and amount and nature of IFC's investment |
| IFC will invest up to $40 million in common equity and aims to hold a maximum stake of up to 19.9% in IIFF. IFC’s equity contribution will be staged in line with IIFF’s capital needs. At the outset, IFC will disburse around $2 million to contribute its share to the minimum regulatory capital. As IIFF’s capital need will grow over time, IFC and the other investors will provide new funds through subsequent equity subscriptions. |
| Location of project and description of site |
| IIFF will be located in Jakarta, Indonesia, but it will be actively engaged in the financing, promotion and providing advisory and consultation services for infrastructure projects all across Indonesia. |
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| Anticipated development impact of the project |
The bottleneck which inadequate infrastructure constitutes for the Indonesian economy is recognized. Attempts to regenerate the interest which international industry investors showed in the 1990s, have not succeeded and the public sector can only provide a fraction of what is needed. There is a lack of market mechanisms to provide funding in the volumes, structures and maturities needed and there are regulatory constraints and a lack of capacity in both Government and the financial sector, to shape bankable private infrastructure projects. IIFF will strengthen this capacity, provide a channel for domestic financial institutions to invest in infrastructure and make appropriate long-term financing available for well structured projects. If it succeeds in linking domestic savings to new private infrastructure investment, the potential development impact is very significant.
By raising infrastructure investment in Indonesia, IIFF is expected to have a positive impact on economic growth. Moreover, investments in infrastructure projects, such as power, water and transport, have direct impacts on improving quality of life and enabling local economic development.
To the extent that IIFF issues long-term bonds in the domestic market, it will improve the supply of long-term securities for institutional investors who currently face a severely limited range of high quality long-term papers in local currency. |
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| IFC's expected development contribution |
IFC will provide seed capital to establish IIFF, a task not many commercial investors would be willing to take on. IFC’s equity when leveraged, will provide long-term domestic currency funding with tenors sufficient to support major capital expenditure, which is not currently available in Indonesia.
As an international agency recognized for having played a leading role in developing private infrastructure finance in emerging markets, a significant IFC participation in the new institution will enhance its credibility for other investors, both foreign and domestic. IFC’s contribution may come in terms of experience in establishing a new financial institution, dealing with procedural challenges such as conflicts of interest and in the selection of management as well as in the identification of projects; sourcing of technical assistance; implementation of environmental and social standards; results monitoring, application of approaches such as Output Based Aid etc. The potential of this impact is all the greater given the central role of the World Bank in supporting GoI’s efforts to establish IIFF and their interest, in drawing as fully as possible on IFC support. |
| Environmental and social issues - Category FI |
This project has been classified as a Category FI project according to IFC’s Environmental and Social Review Procedure. Considering the nature and potential high social and environmental risks of the sub-projects proposed to be supported with IFC financing, the Applicable Performance Requirements are:
(1) The IFC FI Exclusion List,
(2) The applicable National Social and Environmental Laws and Regulations, and
(3) The IFC Performance Standards.
Given that the facility is a greenfield institution, IIF will be required to:
- Develop a Social & Environmental Management System (SEMS), prior to disbursement to the satisfaction of IFC
- Identify responsible, qualified persons to manage and implement the SEMS
- Commit to implement the SEMS, to ensure that its investments/activities supported by IFC financing are in compliance with the Applicable Performance Requirements
- Submit a periodic report to IFC as per a format to be provided by IFC
Additionally, IFC will review the implementation and performance of IIF's SEMS for the first few subprojects, prior to IIF investment, to ensure that IIF's SEMS is robust and has adequately addressed the environmental and social issues. For all Category A sub-projects, IIF will inform IFC 15 days prior to a deciding to invest, and provide clarifications and information as required to demonstrate the sub-projects' compliance with the Applicable Requirements. |
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| For inquiries about the project, contact: |
Mr. Suyatno Harun, Director
Ministry of Finance, Directorate of State Asset Management
Jalan Dr. Wahidin Nomor 1
Jakarta 10710
Phone: (+62-21) 381-0102 ext 8450
(+62-21) 3435-7450
Fax: (+62-21) 344-8390
Email : suyatno_harun@yahoo.com |
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| For inquiries and comments about IFC, contact: |
General IFC Inquiries
IFC Corporate Relations
2121 Pennsylvania Avenue, NW
Washington DC 20433
Telephone: 202-473-3800
Fax: 202-974-4384
E Mail: Webmaster |
| Local access of project documentation |
Mrs. Novita Patricia Wund
Indonesia Stock Exchange Building
Tower 2, 9th floor
Jl. Jend. Sudirman Av. 52-53
Jakarta 12190 - Indonesia |
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